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Municipal Securities Rulemaking Board
Results: 1131

#	Item
231	Municipal Securities Continuing Disclosure Report SEPTEMBER 2014 MUNICIPAL SECURITIES CONTINUING DISCLOSURE REPORT Add to Reading List Source URL: www.msrb.org Language: English - Date: 2014-09-16 17:01:30 Government Municipal bond United States Securities and Exchange Commission Financial economics Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Securities Exchange Act Credit rating agency Security Electronic Municipal Market Access Financial regulation United States securities law
232	October 30, 2014 VIA ELECTRONIC MAIL John Cross Director Office of Municipal Securities Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-31 09:57:31 Financial system Government Business Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Self-regulatory organization
233	Compliance Outreach Program for Municipal Advisors Federal Reserve Bank of Chicago 230 South LaSalle Street Chicago, IL[removed]November 3, 2014 Registration (8:30 am – 9:00 am) Add to Reading List Source URL: www.msrb.org Language: English - Date: 2014-10-01 11:58:24 Fiduciary Financial Industry Regulatory Authority Law Self-regulatory organizations Municipal Securities Rulemaking Board
234	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 3, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-11-03 13:09:53 Financial markets Self-regulatory organizations United States securities law Municipal Securities Rulemaking Board Financial regulation United States Securities and Exchange Commission Security U.S. Securities and Exchange Commission Broker-dealer Financial economics Economics Finance
235	DEBT LINE Vol. 33, No. 10, OCTOBER 2014 California Public Debt Issuance Monthly Data REPORTS OF PROPOSED DEBT ISSUANCE RECEIVED Add to Reading List Source URL: www.treasurer.ca.gov Language: English - Date: 2014-10-14 17:29:57 Fixed income market Government debt Local government in the United States Municipal bond Bond United States federal budget Dodd–Frank Wall Street Reform and Consumer Protection Act Committee on Finance Municipal Securities Rulemaking Board Economics Government bonds Financial economics
236	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-03 09:15:17 Financial system Financial markets Finance United States securities law Municipal Securities Rulemaking Board Financial regulation Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Security Financial economics Self-regulatory organizations Business
237	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]October 15, 2014 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-16 08:16:30 Self-regulatory organizations Finance 73rd United States Congress United States Securities and Exchange Commission Stock market Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities Exchange Act United States securities law Financial economics Financial system
238	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]September 26, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule C Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-30 10:39:16 Financial Industry Regulatory Authority Financial system Business Securities Exchange Act U.S. Securities and Exchange Commission Municipal Securities Rulemaking Board Selling away Registered Investment Advisor United States securities law Self-regulatory organizations Financial regulation
239	Cristeena Naser Associate General Counsel ABASA[removed]removed] Add to Reading List Source URL: www.aba.com Language: English - Date: 2014-10-15 14:50:22 Financial regulation Municipal Securities Rulemaking Board Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Credit rating agency Depository Trust & Clearing Corporation Securities market Electronic Municipal Market Access Investor Protection and Securities Reform Act Self-regulatory organizations Financial economics Financial system
240	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]September 2, 2014 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consi Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-03 09:15:17 Financial system Business Municipal Securities Rulemaking Board United States Securities and Exchange Commission Finance U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities Exchange Act Security Self-regulatory organizations United States securities law Financial economics

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